21 NYCRR § 4603.3
4603.3 Safe harbor provisions
A person (which includes
an entity, corporation, or other telemarketer) shall not be held liable for
violating these regulations if the person can demonstrate, by clear and
convincing evidence, that: (1) the person has obtained a version of the
national do-not-call registry from the Federal Trade Commission
no more than thirty-one (31) day prior to the date any telemarketing call is
made, pursuant to 16 C.F.R. Section 310.4(6)(i)(iii)(B), and as a part of the
persons routine business practice it has established and implemented
written policies and procedures related to the requirements of these
regulations; (2) the person has trained all personnel conducting telemarketing
sales calls in the requirements of these regulations; (3) the person maintains
records demonstrating compliance with this section and the requirements of
these regulations; and (4) any subsequent unsolicited telemarketing sales call
is the result of an error.