R.I. Gen. Laws § 5-61-2
§ 5-61-2. Definitions
As used in this chapter:
(1)
"Department" means the department of attorney general.
(2)
"Item" means any goods and services and includes coupon books which are to be used with businesses
other than the seller's business.
(3)
"Owner" means a person who owns or controls ten percent (10%) or more of the equity of, or otherwise
has claim to ten percent (10%) or more of the net income of, a telephonic seller.
(4)
"Person" includes an individual, firm, association, corporation, partnership, joint venture, or any
other business entity.
(5)
"Principal" means an owner, an executive officer of a corporation, a general partner of a partnership,
a sole proprietor of a sole proprietorship, a trustee of a trust or any other individual with similar
supervisory functions with respect to any person.
(6)
"Purchaser" or "prospective purchaser" means a person who is solicited to become or does become
obligated to a telephonic seller.
(7)
"Salesperson" means any individual employed, appointed or authorized by a telephonic seller, whether
referred to by the telephonic seller as an agent, representative, or independent contractor who attempts to
solicit or solicits a sale on behalf of the telephonic seller. The principals of a seller are themselves
salespersons if they solicit sales on behalf of the telephonic seller.
(8)
"Telephonic seller" or "seller" means a person who, on his or her own behalf or through salespersons or
through the use of an automatic dialing-announcing device, causes a telephone solicitation or attempted
telephone solicitation to occur which meets the criteria specified as follows:
(i)
A telephone solicitation or attempted telephone solicitation where the telephonic seller initiates
or engages in telephonic contact with a prospective purchaser and represents or implies one or more of the
following:
(A)
That a prospective purchaser who buys one or more items will also receive additional or other
items, whether or not of the same type as purchased, without "further cost". For the purposes of this
subdivision, "further cost" does not include actual postage or common carrier delivery charges, if any;
(B)
That a prospective purchaser will receive a prize or gift, if the person also encourages the
prospective purchaser to purchase or rent any goods or services or pay any money, including, but not limited
to, a delivery or handling charge;
(C)
That a prospective purchaser who buys office equipment or supplies will, because of some unusual
event or imminent price increase, be able to buy these items at prices which are below those that are usually
charged or will be charged for the items;
(D)
That the seller is a person other than the person he or she is;
(E)
That the items for sale are manufactured or supplied by a person other than the actual
manufacturer or supplier;
(F)
That the seller is offering to sell the prospective purchaser any gold, silver, or other
minerals, or any interest in oil, gas, or mineral field, wells, or exploration sites.
(ii)
Solicitation or attempted solicitation which is made by telephone in response to inquiries
generated by advertisements or other form of mail or any types of unrequested mailing or advertisement sent by
the seller which requires a consumer to respond telephonically for further information where it is revealed
that the seller is offering to sell to the prospective purchaser on behalf of the telephonic seller where it
is represented or implied that the seller is offering to sell to the prospective purchaser any gold, silver,
or other metals, diamonds, rubies, sapphires, or other stones, coal or other minerals, or any interest in oil,
gas, or mineral fields, wells, or exploration sites; or that the seller is offering to sell any goods or
services not specifically exempted in subsection (10).
(9)
"Hours of operation" means Monday through Friday, except a state or federal holiday, nine o'clock (9:00
am) to six o'clock (6:00 pm), Saturday ten o'clock (10:00 am) to five o'clock (5:00 pm).
(10)
For purposes of this section, "telephonic seller" or "seller" does not include any of the following:
(i)
A person selling a security which has been qualified for sale by the director of business regulation
pursuant to § 7-11-301 et seq., or which is exempt under § 7-11-401 et seq. from the necessity to qualify.
(ii)
A person licensed pursuant to § 5-20.5-6 when the solicited transaction is governed by that law.
(iii)
A person licensed pursuant to chapter 1.2 of title 7, when the solicited transaction is governed
by that law.
(iv)
A person soliciting the sale of a franchise which is registered pursuant to § 19-28.1-5, or is
exempt under § 19-28.1-6 from the necessity of registering.
(v)
A person primarily soliciting the sale of a newspaper of general circulation, as defined in §
9-19.1-1, a magazine or periodical, or contractual plans, including book and record clubs, (A) under which the
seller provides the consumer with a form which the consumer may use to instruct the seller not to ship the
offered merchandise, and which is regulated by the federal trade commission trade regulation rule concerning
"Use of Negative Option Plans by Sellers in Commerce," or (B) not covered under subdivision (A), such as
continuity plans, subscription arrangements, standing order arrangements, supplements, and series arrangements
under which the seller periodically ships merchandise to a consumer who has consented in advance to receive
the merchandise on a periodic basis.
(vi)
A person soliciting business from prospective purchasers who have previously purchased from the
person making the solicitation or the business enterprise for which the person is calling.
(vii)
Any supervised financial institution or parent, subsidiary, or affiliate. As used in this
paragraph, "supervised financial institution" means any commercial bank, trust company, savings and loan
association, credit union, industrial loan company, personal property broker, consumer finance lender,
commercial finance lender, or insurer; provided, that the institution is subject to supervision by an official
or agency of this state or of the United States.
(viii)
A person soliciting the sale of services provided by a cable television system licensed or
franchised pursuant to chapter 19 of title 39.
(ix)
A person or affiliate of a person whose business is regulated by the public utilities commission.
(x)
A person soliciting the sale of a farm product, as defined in § 43-3-18, if the solicitation
neither intends to, nor actually results in, a sale which costs the purchaser in excess of one hundred dollars
($ 100).
(xi)
An issuer or subsidiary of an issuer that has a class of securities which is subject to § 12 of
the Securities Exchange Act of 1934 (15 USC § 78l) and which is either registered or exempt from registration
under paragraphs (A), (B), (C), (E), (F), (G), or (H) of subsection (g) of that section.
(xii)
A person soliciting sales which are exempted under § 6-13-5 (Unfair Sales Practices) or §
6-13.1-4 (Deceptive Trade Practices).
(xiii)
A person soliciting exclusively the sale of telephone answering services to be provided by that
person or that person's employer.
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